Altanis

4.2Separation Axioms

Updated 20 Aug 2026Chapter (PDF)

[4.2.1]Definition(Topologically Distinguishability, Separation)#

Let x,yx, y be two points in a topological space XX. Then x,yx, y are topologically indistinguishable if the set of all open neighborhoods about xx coincides with the set of all open neighborhoods about yy. Thus, x,yx, y are topologically distinguishable if one point has an open neighborhood that excludes the other. Moreover, x,yx, y are separated if there exist open neighborhoods about xx and yy that are disjoint. Separation generalizes easily to a point and a set or two sets.

Note that when dealing with connected spaces, we also use separations, but only separations whose union is the entire space. In dealing with separation axioms, we still deal with separations (i.e., disjoint, open sets), but we do not care if their union is the entire space.

[4.2.2]Definition(Regular, Normal Spaces)#

Suppose a space XX is T1T_1 (i.e., all singletons are closed). We say that XX is regular if, for any point xx and a closed set BXB \subseteq X disjoint from xx, we may separate xx and BB. We say that XX is normal if any pair of disjoint, closed sets can be separated.

Note that we specify BB to be closed in the previous definition since, if BXB \subseteq X is not closed, then we would be unable to separate a point xBBx \in \bar{B} \setminus B from BB, making most spaces XX not regular. The same is true for the definition of normality (consider a set AA and a singleton set BB that contains a point from AA\bar{A} \setminus A).

Obviously, a regular space is Hausdorff (consider a point xx and the closed space {y}\{y\}), and analogously, normal spaces are regular.

[4.2.3]Theorem(Characterizations of Regularity and Normality)#

Suppose XX is T1T_1.

  1. XX is regular if and only if, for any xXx \in X with any open neighborhood UU of xx, there is some open neighborhood VV of xx such that VU\bar{V} \subseteq U.

  2. Shrinking Lemma. XX is normal if and only if, for any closed set AXA \subseteq X contained in any open neighborhood UU, there is some open set VV that contains AA such that VU\bar{V} \subseteq U.

Proof.
  1. ()(\Longrightarrow): Suppose XX is regular. Consider a point xXx \in X and some open neighborhood UU of xx. Set B=XUB = X \setminus U, a closed set; by regularity of XX, there exist disjoint, open neighborhoods V,WV, W of xx and BB. If we show that VB=\bar{V} \cap B = \emptyset, then we have shown that VU\bar{V} \subseteq U. Indeed, if yBy \in B, then there is an open neighborhood WW of yy that does not intersect VV, and so yVy \notin \bar{V}. Thus VU\bar{V} \subseteq U.

    ()(\Longleftarrow): Let xXx \in X be a point disjoint from some closed set BXB \subseteq X. Then note U=XBU = X \setminus B is an open neighborhood of xx. By hypothesis, there is an open neighborhood VV of xx such that VU\bar{V} \subseteq U. Then U,XVU, X \setminus \bar{V} are disjoint open neighborhoods separating xx and BB respectively.

  2. The proof is analogous to (1)(1).

It is quick to see that the subspace VV of a Hausdorff space XX is Hausdorff. Indeed, if x,yVx, y \in V, then there exist disjoint open neighborhoods XV,YVX \cap V, Y \cap V of x,yx, y respectively, where X,YX, Y are disjoint open neighborhoods of x,yx, y in the space XX.

It is also quick to see that the product XX of Hausdorff spaces {Xλ}λΛ\{X_\lambda\}_{\lambda \in \Lambda} is Hausdorff. Indeed, for distinct x=(xλ)λΛ\vb{x} = (x_\lambda)_{\lambda \in \Lambda} and y=(yλ)λΛ\vb{y} = (y_\lambda)_{\lambda \in \Lambda}, there is some jΛj \in \Lambda for which xjyjx_j \ne y_j. Since XjX_j is Hausdorff, there exist disjoint, open neighborhoods Ox,OyXjO_x, O_y \subseteq X_j of xj,yjx_j, y_j. Then the sets

OX=Ox×(λΛ{j}Xλ)OY=Oy×(λΛ{j}Xλ),O_X = O_x \times \left( \prod_{\lambda \in \Lambda \setminus \{j\}} X_\lambda \right) \quad O_Y = O_y \times \left( \prod_{\lambda \in \Lambda \setminus \{j\}} X_\lambda \right),

are disjoint, open neighborhoods of x\vb{x}, y\vb{y} in the product topology.

[4.2.4]Theorem(Subspace and Product of Regular Spaces is Regular)#

A subspace of regular spaces is regular. The product of a collection of regular spaces is regular.

Proof.

Suppose XX is a regular space and YXY \subseteq X is a subspace. Note YY is Hausdorff and thus T1T_1. Let xx be a point in YY and BB a closed subset of YY. Note that ClX(B)Y=ClY(B)=B\Cl_X(B) \cap Y = \Cl_Y(B) = B, with the last equality by BB closed. Considering xXx \in X and BX\bar{B} \subseteq X a closed set, by regularity of XX we have that there exist disjoint, open neighborhoods U,VU, V of xx and B\bar{B}. Then UY,VYU \cap Y, V \cap Y are disjoint, open neighborhoods of xx and BB, proving YY is regular.

Now suppose {Xλ}λΛ\{X_\lambda\}_{\lambda \in \Lambda} is a collection of regular spaces. We show X=λΛXλX = \prod_{\lambda \in \Lambda} X_\lambda is regular by the alternative characterization. Note that XX is Hausdorff and thus T1T_1, so it satisfies that part. Let x=(xλ)λΛX\vb{x} = (x_\lambda)_{\lambda \in \Lambda} \in X, and let UU be any open neighborhood of x\vb{x}. Since UU is open, there is a basic, open set λUλ\prod_{\lambda} U_\lambda such that xλUλUx \in \prod_{\lambda} U_\lambda \subseteq U. From this basis, we can easily construct an open neighborhood VV of xx such that VU\bar{V} \subseteq U. We will define V=λΛVλV = \prod_{\lambda \in \Lambda} V_\lambda. Indeed, for each λΛ\lambda \in \Lambda, consider UλU_\lambda. If Uλ=XλU_\lambda = X_\lambda, then let Vλ=XλV_\lambda = X_\lambda. Otherwise, let VλV_\lambda be some open set such that VλUλ\bar{V_\lambda} \subseteq U_\lambda. Then VV is an open neighborhood for xx, and since V=λΛVλ\bar{V} = \prod_{\lambda \in \Lambda} \bar{V_\lambda}, we have that VλΛUλU\bar{V} \subseteq \prod_{\lambda \in \Lambda} U_\lambda \subseteq U, such that XX is regular.

[4.2.5]Example(Hausdorff But Not Regular)#

Consider RK\bR_K, the reals endowed with the topology given by basis elements of the form (a,b)K(a, b) \setminus K, where K={1/n}nZ+K = \{1/n\}_{n \in \bZ_+}. It is quick to see RK\bR_K is Hausdorff: for any xyRKx \ne y \in \bR_K, let Ox,OyO_x, O_y be disjoint, open neighborhoods of x,yx, y in the standard topology for R\bR, then note OxK,OyKO_x \setminus K, O_y \setminus K are disjoint, open neighborhoods of x,yx, y in the KK-topology. However, it is not regular by a straightforward proof.

Note that normality of a space is not preserved under subspace nor product. For products, consider the Sorgenfrey line R\bR_\ell, which is normal, and the Sorgenfrey plane R2\bR_\ell^2, which is not normal.

[4.2.6]Recap#
  1. Two points x,yx, y are topologically indistinguishable if the collection of open neighborhoods about xx is the exact same as the collection of open neighborhoods about yy (otherwise, the points are topologically distinguishable). We say two points x,yx, y are separated if there exist disjoint, open neighborhoods of xx and yy. The same idea applies to separating a point from a subset or a subset from a subset.

  2. Suppose XX is a T1T_1 space. Then XX is regular if any point xx disjoint from a closed set BB can be separated. XX is normal if any pair of disjoint, closed sets A,BA, B can be separated.

  3. The requirement that the sets are closed are important. If we drop that restriction, then there is limit point disjoint from a non-closed set, but separating them is impossible, so regularity would become far too restrictive. The same idea applies for normal spaces.

  4. We may also characterize regularity and normality in a different way. A space XX is regular if and only if, for any open neighborhood UU of xx, there is some open neighborhood VV of xx such that VX\bar{V} \subseteq X. Analogously, a space XX is normal if and only if, for any open neighborhood UU of a closed set AA, there is an open neighborhood VV of AA such that VA\bar{V} \subseteq A.

  5. Note that the equivalent definition of regularity closely resembles local compactness. Recall that a space XX is locally compact Hausdorff if, for any open neighborhood UU of xx, there is some open neighborhood VV of xx such that V\bar{V} is compact and VX\bar{V} \subseteq X. At once, we have that locally compact Hausdorff spaces are regular.

  6. Subspace and product operations on regular spaces produce regular spaces. This is not true for normal spaces.

4.2.1Exercises#

[4.2.7]Problem#

Show that if XX is regular, then prove that any two distinct points in XX have open neighborhoods whose closures are disjoint.

Proof.

Let xyXx \ne y \in X. By Hausdorffness of XX, we have disjoint, open neighborhoods Ux,UyU_x, U_y about x,yx, y respectively. By regularity of XX, there are neighborhoods Vx,VyV_x, V_y of x,yx, y such that VxUx\bar{V_x} \subseteq U_x and VyUy\bar{V_y} \subseteq U_y, and so VxVy=\bar{V_x} \cap \bar{V_y} = \emptyset, completing the proof.

[4.2.8]Problem#

Let f,g:XYf, g: X \to Y be continuous maps into the Hausdorff space YY. Show the equalizer Eq(f,g)={x:f(x)=g(x)}\Eq(f, g) = \{x: f(x) = g(x)\} is closed in XX.

Proof.

We show C=Eq(f,g)C = \Eq(f, g) contains all its limit points. For the sake of contradiction, suppose xCCx \in \bar{C} \setminus C. By Hausdorffness of YY, there exist disjoint, open neighborhoods Yf,YgY_f, Y_g of f(x),g(x)f(x), g(x) respectively. Again by continuity of f,gf, g, there exist open neighborhoods Xf,XgX_f, X_g of xx for which f(Xf)Yff(X_f) \subseteq Y_f and g(Xg)Ygg(X_g) \subseteq Y_g. Then consider the single open neighborhood U=XfXgU = X_f \cap X_g of xx, which also satisfies f(U)Yff(U) \subseteq Y_f and g(U)Ygg(U) \subseteq Y_g. Since xCx \in \bar{C}, UU intersects CC at a point whose image under both ff and g is yy (since the point lies in the equalizer). Thus yYfYgy \in Y_f \cap Y_g, a contradiction, and so the construction of xx is invalid. Thus CC contains all its limit points, completing the proof.